NGAN HANG TMCP

CONG. HOA XA HO! CHU NGHTA VItT NAM KIEN LONG

DO lap — Tkr do — Hunh phiic

S: 31'/BC-NHK1 Rgch Gia, ngay thang 01 nam 2019

BANG CUNG CAP THONG TIN VE QUAN TRI NGAN HANG (06 thang cuei nam 2018)

Kinh - Oy ban Chang khoan Nha nuac;

- S Giao dich Chang khoan Ha Ni,

Stt Cau hoi Phan tra liri

1

Thong tin chung

MACK KLB

2 TS, l'e sa him dm ce 'Jong Nha nu& (%) Kh6ng

3

Ca cu t6 chirc quan 13%: Cho 1 trong 2

(1): Theo diem a lchoan 1 Dieu 134 Luat Doanh nghiep 2014

(2): Theo diem b khoan 1 Dieu 134 Luat Doanh nghiep 2014

n

•

4 C6ng ty c6 Ban kiem toan n6i b6 khong? (Co/Khong)

Co

5 S6 luang nguai dai din theo phap luat dm cong ty? 1

6 Ngay ban hanh Dieu le cong ty (ban mai nhat) 26/4/2018 4. o.

7 Dieu l'e da sira di theo Luat Doanh nghi 2014 (Co/Khong)

Cep

6

,

8 Ngay to chirc Dai hi dong c6 dong thuang nien/Bat thuang (neu co)

-0 P 26/4/2018 , 6k '-',•:.

9 Ngay &rig tai tai lieu Dai hi d6ng c6 'Jong 17/4/2018

10 Ngay dog 136 Nghi quyet va Bien ban DO hi Tong co 'Jong

27/4/2018

11 Cong ty c6 bi khiau kien, ye viec t6 chirc DO hOi citing co dong, Nghi quyet Dai hi clang co dong khong? (Co/Khong)

Khong

12 S6 Ian bi SGDCK nhac nha, luu lien quan den viec to chirc va ding 1)6 thong tin ye DO hi dong co dong?

Khong

13 S6 fan bi Oy ban Chirng khoan Nha nuac nhic nha, luu )i lien quan den viec t6 chic va cong be th6ng tin ve Dai hi &rig c6 dong?

'Chong

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ke,,z 86

Orkti I+ Htfc1NC Co PH

IEN L

Stt Can hoi Phan tra 16i 14 S6 lung Thanh vien I-16i dong quart trj hien nay? 8 15 S6 lugng thanh vien H6i dong guar' trj dc lap? 1

16 Ty' re thanh vien Hi (tong quan trj dc lap/Tong SO thanh vien HOi deing quan trj? , 125%

17 Chn tich Hi d6ng quail trj kiem nhiem Ting giam doc/Giam d6c khOng? (CO/Khong) Khong

18 SO hrong cu6c hop HOi d6ng quan trj trong nam? 57

19 Cong ty cO thanh lap cac tieu ban truc thuOc Hi &Ong quan tri khong? (CO/Khong) Co

20

HOi (long quan trj

Ten cac tieu ban truc thu6c H6i d6ng quan tri

t:Jy ban thu6ng truc Hi dong quart trj, 0 y ban Quart ly rill ro, fly ban tin dung, tJ' y ban nhan sr, Hi deng Thi dua — Khen , thuerng, Hi (long VT ly rill ro, Hi thing dau tu

21 Cong ty có Thanh vien HOi deng quan trj dc lap phu trach van de ltrong thuC'rng, nhan sir khong? (CO/Khong)

Khong

22 So ltrong kiem soat vien/kiem toan vial hien nay? 03 ngtr6i

23 So ltrong kiem soat vien la ke toan vien/kiem toast vien/S6 lucyng kiem toan vien la ke toan? (lit ke cu the d6i vi tfrng ngtr6i)

02 la Kim toan vien: 1. Nguyen Cao Cuerng 2. Nguyen Thanh Minh

24 Ban kiern sok

S6 ltrong kiem soat vien/kiem toan vien la ngtroi lien quan dm Thanh ,vien Hi (long quan trj, Giam dOc/Tong Giam doc va nprOi quan lY khac (lit ke ten dm kiem soat vien/kiem toan vien la ngueri lien quan neu CO)

Khong

25 S6 lugng kiem soat vien/kiem toast vien nam gift. chirc vu quan ly? Khong

26

S6 lacing kiem sok vien/kiem toan vien la ngtrai trong b6 phan ke toan tai ,chinh hay nhan vial Ong ty kiem toan thuc hien kiem toan cho cong ty trong yang 3 nam tuft do

Khong

97 S6 hrong cuOc hop Ban kiem soat trong nam 03

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DIN PHAP LUAT ToNG GIAM D6C

Stt Cau hoi Phan tra lel

28

\Tin a Ichfic

Website cling ty cung cap day dir thong tin cho CO 'Jong theo quy dinh? (C6/Kh6ng) CO

29 Cong ty tra cO tire trong Yong 6 thang tir ngay kk tilde hop Dai hOi dong co 'Jong thtrerng nien (CO/Khong)

CO

30 Cong ty c6 bi SO giao dich chirng khoan hoc I:Jy ban chirng khoan Nha•ntrac nhac nha, ltru 3", ye giao dich \fed cac ben lien quan khong? (CO/Khong)

Khong

Nal nhan: - Mut' tren; - Ltru VP. HDQT.

win %Ix 444

8?

N G

M 4.1

ONG lfr

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