Curriculum VitaeNaveen Kumar A9 401, Ganga Nebula society, Near Dorabjees,

Viman Nagar, Pune, Maharashtra, 411014 (Mob) +91 98865 98495

Email: Naveenpaul.kumar.s@gmail.com,

JOB OBJECTIVE To seek challenging career position and opportunities in order to gain and leverage cross- functional experience, business, analytical and technical skills and in turn make significant part of a vibrant team where my potentials can be exploited to the maximum, ensuring my future progress with the growth of the organization

CORE RESPONSIBILITY MONEY MARKET/CAPITAL MARKET SETTLEMENTS (TRADE AND ETF)DEPOSITORY FUNCTION CORPORATE ACTION (REUTERS PORTAL)

PROFESSIONAL EXPERIENCE DEUTSCHE BANK PUNE - BANGALOREOperational Senior Analyst December 2014–Till present

Corporate action (Rate fix desk and Early redemption desk)Roles and Responsibilities: (Service to Note holders and Issuer)

Analysis of Early call/Trigger redemptions, Repurchase, Restructure, Currency Options, Conversions, Credit events, cash and shares, etc.

Interpretation of the Final terms/Prospectus on the scheduled and Unscheduled Corporate action events

Calculation of interest rate for Euro Bonds, Medium term notes, Euro Certificate of Deposit and notifying the relevant parties for securities (Issuer, MT564 notification to Clearing systems, Stock Exchanges and Listing Agents), where Deutsche Bank acts as calculation agent.

Clearing of NostroBreaks, Ensure to meet the ICSD’s (Clearing systems) benchmark on notifying the calculations in time. Responding and resolving the queries raised by different entities.

Validating and analyzing Range accrual, Retail price index, Formula fixings and Interpolation calculations through Reuters portal (Benchmark)

Data interpretation, calculations of Coupon/Redemption, Corporate action events, Depository and paying agent service from the Issuance till maturity of the securities.

Handling same day payments (Chasing external agent to provide the calculations) and follow the Escalation matrix in terms of non-resolution.

Analyzing and measuring of the first pass quality issues and 4 eye failures for avoiding the rework. Report the EOD activity and ensure the raw data is been communicated to management for the

volume segregation on both the locations. Responsible for maintenance of management reporting with daily volumes and allocation of work

for each team member. Provide data to management on the KPI and GPI growth on weekly basis. Decision making to allocate the Training for each team member to enhancement of quality and

productivity. Participation of performance appraisal of the Team. Maintenance of operation controls, management reporting, workload balancing, and escalation of

problems/issues as required.

For internal use only

Curriculum VitaeDEUTSCHE BANK BANGALOREOperational Senior Analyst December 2013- December 2014

Agency Services (Depository and paying agent)Roles and Responsibilities: (Depositary function and service to Note holders )

Validating the security holdings from Agency and depository side. Validating the events processed from Corporate action team and ensuring the accurate

information is been passed on to the clearings via SWIFTS for payment. Providing ISMAG for the reversal and incident to clearing system to recall or additional payout. Ensuing Dividend and ADHOC payments on securities are properly segregated. Tracking funds paid from Issuer and ensure to pass on the same to Clearings Ensuring the high value payments are processed via LOA(Limit of authority) structure. Ensuring the split of Euroclear and Clearstream banking funds are processed post check. Responding to the queries raised by clearings house. Preparation of ISMAG Report investigations with major Calculation Agents to provide more clarity

on the ICSDs expectations, Amendments / reversals data shared with Calculation Agents.

DEUTSCHE BANK BANGALOREOperational Analyst March 2012 – December 2013

Trade Settlement (New Issuance Team)Roles and Responsibilities: (Service to Issuer)

Settle the trade on behalf of Issuer and provide service and act as Fiscal agent Inform all relevant parties once the trade is settled in market through fiscal agent Ensure the trades are matched on VD-1 and settled the same on Value date Prioritizing the exotic trades (Prior day currencies) Deals with ECP, MTN,Treasury notes and Certificate of deposit Payments are processed via SWIFTS to clearings Liaise with dealers and Client service group in case of financial crunch/Delay in payment from

Issuer Validating the signed instructions from Issuer and communicating the same to Clearings

DEUTSCHE BANK BANGALOREOperational Analyst August 2011 – March 2012

Settlements team (Security Operation)Roles and Responsibilities: Exchange Traded Funds (ETF settlements)

Investigate and resolve all the failed and pending trades with the respective exchanges. In circumstances on short overall on the stocks, the trading desk must be notified of the same in

order to create stocks from State Street (The custodian). Pre-match all the high value trades one day prior to value date to ensure that the trade is matched

and settled on Value date. Identify and action the market reversals which are incorrectly settled in the market through

swifts and net-off’ s with clients Investigate on all the BUY-IN relatedreports which acknowledged across different markets EOD report which is circulated to team which proactively triggers any risk on trades to ensure

trades smoothly settles on time.

For internal use only

Curriculum VitaeORGANISATIONAL RESILIENCY (DOMESTIC)

Domestic resilience from Bangalore to Pune for the purpose of process migration in the year 2014 Played efficient role as a Trainer (SME) to relocate from Bangalore to Pune for the knowledge

sharing and to set up the existing process in the new location.(Corporate action, Rate fix and depository teams)

ADDITIONAL/TECHNICAL SKILLS Good communication Skills, Motivation, Ambition, Determination, Leadership and committed Strong analytical, Flexible and Problem solver Proactive, reliable and co-operative Able to work under pressure - a calm, organized approach and able to prioritize. Built good relationship with Internal and External client base Process Improvement and to ascertain the Cross Training plan to the team Able to adopt any critical situation in order to the smooth flow of production Manage and adopt responsibility in absence of the Operational manager Eliminate the non-value added activities for the process streamline Office tools (MS office package), Operating system (Windows) Reuters (Settlement and Information portal) , Lotus notes, Outlook and Citrix

PROJECTS: Entrepreneur Development project (B.com) IMAKE (Project to automate the rate fixing by building models in IMAKE tool)

Phase 1 –Model set up for 1791 securitiesPhase 2 –Data capture for 1978 securities (GDS) – Time

Default Clients – To eliminate the non-value added activities for default issue Reuters LIBOR Rate (Excel based macro) Rate fix team 2013

EDUCATION Kristu Jayanti College (Bangalore University) Bangalore, IndiaBachelor of Commerce (Accounts specialization) - May2011

CMR National Junior College Bangalore, IndiaComputer specialization –2008

RECOGNITIONS AND AWARDS ERT (Emergency Rescue Team) member for the floor(AREA WARDEN) Performer of the year 2013 for the elegant and proficient team player. Couple of Star of the month and Team of the quarter 2014

PERSONAL VITAEName: Naveen Kumar SDate of Birth: 15th December 1990Marital Status: SingleGender: MaleLanguages Known: English, Hindi, Tamil and Kannada

DECLARATION I hereby declare that the above information is accurate to the best of my knowledge.

Date: Place: Naveen Kumar S

For internal use only